As illustrated below, major structures include, but are not limited to, cases where (1) an investment management company based in Japan is engaged to provide asset management services by domestic investors and subcontracts such management services to its foreign group company, and where (2) an investment management company based in Japan establishes a foreign-based trust-type or company-type fund, and conducts management and investment solicitation for the fund. In the case of managing assets invested by domestic clients or providing investment services in Japan, registration as an Investment Management Business is required in principle. (1) An investment management company based in Japan is engaged to provide asset management services by domestic investors, and subcontracts the management services to its foreign group company. (2) An investment management company based in Japan establishes a foreign-based trust-type or company-type fund, and conducts management and investment solicitations for the fund. b. Investment management business (Prepared based on Page 23 of the FSA Guidebook （https://www.fsa.go.jp/en/policy/marketentry/guidebook/E01.pdf#page=23）) 28
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