(Prepared based on the page 50 of the FSA Guidebook) Preregistration stage – "Financial One-Stop Support Service" At the preregistration stage, the TMG provides Financial One-Stop Support Service including support for administrative procedures and comprehensive consulting services free of charge, in collaboration with the FSA, including company formation and introduction of financial experts, for foreign financial businesses planning to establish a business base in Tokyo. In addition, if you have any questions on the interpretation of laws and regulations and business models in advance, the Financial Market Entry Office of the FSA and the Local Financial Bureau respond to a wide range of consultations on procedures under the financial laws and regulations related to the opening of a business base in Japan. Registration Application Procedures If an applicant meets conditions (i) and (ii) below, it is eligible to have registration procedures and post-registration supervision conducted in English. In this case, the FMEO would be the contact point for pre-application consultation, registration procedures, and post-registration supervision. (i) Applicant falls under either of the following categories: a. For each of (a) and (b), a person who engages in the business as described in each item in a foreign country: (a) Registration for a Type 1 Financial Instruments Business: any business equivalent to Type 1 Financial Instrument Business; or (b) Registration for any business listed in (ii) b.～d. below: any business equivalent to Investment Advisory and Agency Business or Investment Management Business b. Parent company, etc., subsidiary, etc. or affiliate, etc. of a. Flow of Registration Procedure in Japanese 34
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