Asset Managers & FinTech Companies Registration Guidebook
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The information in relation to Asset Managers and FinTech Companies Registration Guidebook is based on industry data obtained from publicly available sources and industry publications. Based on analysis of this data, industry trends were identified and their potential implications on the investment management and FinTech industries assessed. We draft the sections of the Guidebook relating to legal procedures before commencement of business considering the professional practice and regulatory requirements. All information regarding applicable laws and regulations are as of October 2022 unless otherwise specified. Nevertheless, the trends and industry implications identified in this Guidebook represent subjective opinions of the authors and no representation or warranty is given as to the accuracy or completeness of the information. Additionally, any information contained in this Guidebook including contents as to necessary legal procedures and regulatory matters shall not be construed as constituting any legal, tax, accounting, financial, investment or other advice. The parties specifically deny liability for loss arising from reliance on any information contained in this Guidebook and any use is at the reader’s sole discretion. Copyright © 2023 Tokyo Metropolitan Government All right reserved Advisor: Collaborators: Financial Services Agency, Ministry of Economy, Trade and Industry KPMG Consulting KPMG AZSA LLC Atsumi & Sakai About this Guidebook

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